The new coronavirus that causes COVID-19 has rapidly changed the way U.S. broker-dealers must conduct business as states implement various shelter-in-place and stay-at-home orders, forcing workers remote. On this episode, we talk to FINRA’s Chief Legal Officer and Head of Member Supervision to learn how FINRA is adapting its operations and providing important regulatory relief.
Podden och tillhörande omslagsbild på den här sidan tillhör FINRA. Innehållet i podden är skapat av FINRA och inte av, eller tillsammans med, Poddtoppen.
